SEC Form 4 · accession 0001437749-18-010828
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Weinbaum
Director
Period of report
Apr 3, 2017
Accepted (ET)
May 29, 2018 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2017 | A | 1,271 | $0.00 | A | 12,301 | D | |
| Common StockF2 | Apr 2, 2018 | A | 1,031 | $0.00 | A | 13,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 3, 2017, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,271 shares of the Issuer's common stock which vest annually in equal installments over four years.
- F2On April 2, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,031 shares of the Issuer's common stock which vest annually in equal installments over four years. As of the date of this report, the Reporting Person owns a total of 13,332 shares of common stock.