SEC Form 4 · accession 0001437749-18-002861
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel S Davis
Officer — EVP and Chief Credit Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | S | 19 | $19.40 | D | 1,865 | D | |
| Common StockF2 | Feb 16, 2018 | S | 1,288 | $18.80 | D | 577 | D | |
| Common Stock | holding | — | — | — | 1,990 | I | By Samuel S. Davis IRA | |
| Common Stock | holding | — | — | — | 1,700 | I | By Samuel S. Davis Roth IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 15, 2018, the Reporting Person sold 19 shares and of the Issuer's common stock on the open market at a price of $19.40 per share.
- F2On February 16, 2018, the Reporting Person sold 1,288 shares of the Issuer's common stock on the open market at an average price of $18.80 per share. As of the date of this filing, the Reporting Person directly owns 577 unvested shares.