SEC Form 4 · accession 0001437749-18-001935
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PNBK Holdings LLC
10% Owner
Period of report
Jan 4, 2018
Accepted (ET)
Feb 7, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2018 | J | 840,000 | $0.00 | D | 2,520,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 4, 2018, PNBK Holdings LLC ("Holdings") conducted an in-kind distribution of 840,000 shares of restricted common stock of the Issuer to shareholders of Holdings.