SEC Form 4 · accession 0001437749-16-043872
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel S Davis
Officer — EVP and Chief Credit Officer
Period of report
Dec 19, 2016
Accepted (ET)
Dec 28, 2016 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2016 | S | 600 | $14.17 | D | 2,883 | D | |
| Common Stock | holding | — | — | — | 1,990 | I | By Samuel S. Davis IRA | |
| Common Stock | holding | — | — | — | 1,700 | I | By Samuel S. Davis Roth IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 19, 2016, the Reporting Person sold 600 shares of the Issuer's common stock on the open market at a price of $14.17 per share. As of the date of this filing, the 2,883 shares of common stock that the Reporting Person owns include 1,153 vested shares and 1,730 unvested shares.