SEC Form 4 · accession 0001209191-15-005441
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth T Neilson
Officer — President and CEO · Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 21, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | A | 300,000 | $0.00 | A | 852,570 | D | |
| Common StockF1 | holding | — | — | — | 57,700 | I | By Neilson Holdings LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Neilson is the general partner of Neilson Holdings LP ("Holdings"); therefore, Mr. Neilson may be deemed to indirectly beneficially own the shares owned by Holdings.