SEC Form 4 · accession 0000899243-15-006623
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emile Van den Bol
Director
Period of report
Sep 22, 2015
Accepted (ET)
Oct 13, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2015 | A | 1,190 | $0.00 | A | 1,608 | D | |
| Common StockF2 | holding | — | — | — | 2,970 | I | By Brooklawn Capital Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a grant of restricted stock which vests annually over four years beginning one year from the date of grant.
- F2Mr. Van den Bol is the sole owner of Brooklawn Capital Fund ("Brooklawn") and may therefore be deemed to indirectly beneficially own the shares held by Brooklawn.