SEC Form 4/A · accession 0001213900-18-000438
Ominto, Inc. · OMNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mitch C. Hill
Director
Period of report
Dec 8, 2016
Accepted (ET)
Jan 12, 2018 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097792
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F1,F3,F4 | $4.00 | Dec 8, 2016 | A | 70,000 | A | — | Dec 7, 2026 | Common Stock | 70,000 | 90,000 | D |
| Stock OptionF1,F5,F4 | $4.00 | Dec 8, 2016 | A | 30,000 | A | — | Dec 7, 2026 | Common Stock | 30,000 | 120,000 | D |
Explanation of responses
- F1Reflects an increase to exercise price as determined by the Issuer's Board of Directors.
- F2Reflects the issuance of 70,000 options, which was originally reported on December 13, 2016 as 250,000 options, 180,000 of which were subsequently revoked prior to vesting.
- F3Options vest over 30 month period.
- F4This amendment is being filed to correct the expiration date of the option from the Form 4 dated May 18, 2017.
- F5Options vest as follows: 5,000 options vested on the grant date, the remaining vest at a rate of 1/36 per month.