SEC Form 4/A · accession 0001213900-17-005493
Ominto, Inc. · OMNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary S. Baughman
Director
Period of report
Dec 8, 2016
Accepted (ET)
May 18, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097792
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $4.00 | Dec 8, 2016 | A | 30,000 | A | — | Jun 6, 2024 | Common Stock | 30,000 | 50,000 | D |
Explanation of responses
- F1Reflects increase in exercise price as determined by the Issuer's Board of Directors.
- F2Option vests as follows: 5,000 options vested on the grant date, the remaining shares vest at a rate of 1/30 per month.