SEC Form 4/A · accession 0001213900-15-007208
Ominto, Inc. · OMNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David C Pollei
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 22, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097792
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $0.11 | Aug 10, 2015 | A | 1,000,000 | A | — | Aug 9, 2022 | Common | 1,000,000 | 1,000,000 | D |
| Stock OptionF3 | $0.11 | Aug 10, 2015 | A | 2,000,000 | A | — | Aug 9, 2022 | Common | 2,000,000 | 3,000,000 | D |
Explanation of responses
- F18/9/2022 is an estimate of the Expiration Date.
- F2Options were amended to correct an error in the vesting schedule. One third of options vest on 9/15/2015 with the balance vesting in 8 equal quarterly installments
- F3Options fully vest on 9/15/2015.