SEC Form 4 · accession 0001689552-17-000003
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raphael Pascaud
Officer — VP, International
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 1,250 | $0.00 | A | 18,078 | D | |
| Common Stock | Nov 20, 2017 | F | 588 | $255.51 | D | 17,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Nov 20, 2017 | M | 1,250 | D | — | — | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock.
- F21/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date.