SEC Form 4 · accession 0001651847-17-000003
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Pendergrass
Officer — VP, Americas
Period of report
Mar 20, 2017
Accepted (ET)
Mar 21, 2017 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Mar 20, 2017 | A | 15,650 | A | — | — | Common Stock | 15,650 | 15,650 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F21/4th of restricted stock unit granted on March 20, 2017 will become vested on March 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.