SEC Form 4 · accession 0001649798-17-000003
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sreelakshmi Kolli
Officer — VP, Info Technology
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2017 | M | 553 | $0.00 | A | 24,338 | D | |
| Common Stock | Dec 20, 2017 | F | 289 | $233.65 | D | 24,049 | D | |
| Common Stock | holding | — | — | — | 1,400 | I | Held jointly with spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Dec 20, 2017 | M | 553 | D | — | — | Common Stock | 553 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F21/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2017 and shares were delivered to reporting person.