SEC Form 4 · accession 0001596092-18-000001
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raphael Pascaud
Officer — VP, International
Period of report
Jan 20, 2018
Accepted (ET)
Jan 24, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2018 | M | 5,797 | $0.00 | A | 23,287 | D | |
| Common Stock | Jan 20, 2018 | F | 2,725 | $269.46 | D | 20,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Jan 20, 2018 | M | 5,797 | D | — | — | Common Stock | 5,797 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F21/4th of the restricted stock unit granted on January 24, 2014 became vested on January 20, 2018 and shares were delivered to reporting person on January 22, 2018.