SEC Form 4 · accession 0001596092-17-000003
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raphael Pascaud
Officer — CMO & Bus. Dev.
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 9:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 5,400 | $17.97 | A | 22,228 | D | |
| Common Stock | Nov 3, 2017 | S | 5,400 | $241.8801 | D | 16,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Common Stock) | $17.97 | Nov 3, 2017 | M | 5,400 | D | Nov 15, 2011 | Dec 1, 2017 | Common Stock | 5,400 | 0 | D |