SEC Form 4 · accession 0001519447-15-000001
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Mack
Officer — VP, Bus. Development
Period of report
Apr 29, 2015
Accepted (ET)
Apr 29, 2015 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | C | 7,500 | $0.00 | A | 20,944 | D | |
| Common Stock | Apr 29, 2015 | F | 3,914 | $60.18 | D | 17,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Apr 29, 2015 | C | 7,500 | D | — | — | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock.
- F21/4th of the restricted stock unit granted on April 29, 2011 became vested on April 29, 2015 and shares were delivered to reporting person on that date.