SEC Form 4 · accession 0001496331-15-000004
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg J Santora
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 10,000 | $22.67 | A | 45,900 | D | |
| Common Stock | Oct 27, 2015 | M | 10,000 | $24.25 | A | 55,900 | D | |
| Common StockF1 | Oct 27, 2015 | S | 20,000 | $66.9474 | D | 35,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.67 | Oct 27, 2015 | M | 10,000 | D | May 15, 2008 | May 23, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy) | $24.25 | Oct 27, 2015 | M | 10,000 | D | May 19, 2012 | May 19, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.39 to $67.18, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.