SEC Form 4 · accession 0001293595-15-000008
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L White
Officer — Chief Financial Officer
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2015 | M | 18,413 | $0.00 | A | 25,039 | D | |
| Common Stock | Aug 20, 2015 | F | 7,977 | $58.02 | D | 17,062 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.0001 | Aug 20, 2015 | M | 18,413 | D | — | — | Common Stock | 18,413 | 36,824 | D |
Explanation of responses
- F1Includes 200 shares acquired under the ALGN Employee Stock Purchase Plan on July 31, 2015.
- F2Represents par value of ALGN common stock
- F31/4th of the restricted stock unit granted on August 1, 2013 became vested on August 20, 2015 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.