SEC Form 4 · accession 0001293595-15-000007
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea Lynn Saia
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | M | 3,567 | $0.00 | A | 12,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Aug 20, 2015 | M | 3,567 | D | — | — | Common Stock | 3,567 | 3,566 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F21/3rd of the restricted stock unit granted on August 20, 2013 became vested on August 20, 2015 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.