SEC Form 4 · accession 0001293595-15-000006
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren S Thaler
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | M | 10,000 | $24.205 | A | 60,100 | D | |
| Common Stock | Aug 20, 2015 | S | 7,000 | $58.748 | D | 53,100 | D | |
| Common StockF1 | holding | — | — | — | 88,584 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Common Stock) | $24.205 | Aug 20, 2015 | M | 10,000 | D | May 19, 2012 | May 19, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee