SEC Form 4 · accession 0001288257-18-000029
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Beard
Officer — SVP and Mgng Dir., EMEA
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2018 | M | 2,000 | $0.00 | A | 5,577 | D | |
| Common Stock | Dec 20, 2018 | F | 850 | $197.78 | D | 4,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Dec 20, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F21/4 of the restricted stock unit granted on December 20, 2014 became vested on December 20, 2018, and shares were delivered to reporting person on such vest date.