SEC Form 4 · accession 0001288257-18-000020
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Hogan
Officer — President and CEO · Director
Period of report
Jun 22, 2018
Accepted (ET)
Jun 26, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UnitF1,F2 | $0.0001 | Jun 22, 2018 | A | 129,300 | A | — | — | Common Stock | 129,300 | 129,300 | D |
Explanation of responses
- F1Represents par value of ALGN common stock.
- F2Represents the maximum number of shares which may be issued under the market stock unit granted on June 22, 2018. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).