SEC Form 4 · accession 0001288257-18-000018
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Hogan
Officer — President and CEO · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 166,500 | $0.00 | A | 216,711 | D | |
| Common Stock | Jun 1, 2018 | F | 85,998 | $333.09 | D | 130,713 | D | |
| Common StockF1 | holding | — | — | — | 1,500 | I | By resident of household |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UniF2,F3 | $0.0001 | Jun 1, 2018 | M | 166,500 | D | — | — | Common Stock | 166,500 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2Represents par value of ALGN common stock
- F3The market stock unit granted on June 1, 2015 became vested on June 1, 2018 and shares were delivered to reporting person on such vest date.