SEC Form 4 · accession 0001288257-16-000049
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L White
Officer — Chief Financial Officer
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 18,412 | $0.00 | A | 29,961 | D | |
| Common Stock | Aug 22, 2016 | F | 9,336 | $94.82 | D | 20,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Aug 22, 2016 | M | 18,412 | D | — | — | Common Stock | 18,412 | 18,412 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F21/4th of the restricted stock unit granted on August 1, 2013 became vested on August 22, 2016 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.