SEC Form 4 · accession 0001288257-16-000047
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George J Morrow
Director
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 10,000 | $12.89 | A | 56,400 | D | |
| Common Stock | May 23, 2016 | M | 10,000 | $11.81 | A | 66,400 | D | |
| Common Stock | May 23, 2016 | M | 10,000 | $16.01 | A | 76,400 | D | |
| Common Stock | May 23, 2016 | M | 10,000 | $24.205 | A | 86,400 | D | |
| Common Stock | May 23, 2016 | M | 10,000 | $22.67 | A | 96,400 | D | |
| Common StockF1 | May 23, 2016 | S | 50,000 | $77.7152 | D | 46,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Common Stock) | $12.89 | May 23, 2016 | M | 10,000 | D | May 15, 2009 | May 14, 2028 | Common Stock | 10,000 | 0 | D |
| Right to Buy (Common Stock) | $11.81 | May 23, 2016 | M | 10,000 | D | May 21, 2010 | May 20, 2019 | Common Stock | 10,000 | 0 | D |
| Right to Buy (Common Stock) | $16.01 | May 23, 2016 | M | 10,000 | D | May 20, 2011 | May 19, 2020 | Common Stock | 10,000 | 0 | D |
| Right to Buy (Common Stock) | $24.205 | May 23, 2016 | M | 10,000 | D | May 19, 2012 | May 18, 2020 | Common Stock | 10,000 | 0 | D |
| Right to Buy (Common Stock) | $22.67 | May 23, 2016 | M | 10,000 | D | May 23, 2008 | May 22, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.25 to $77.90, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.