SEC Form 4 · accession 0001288257-16-000041
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Raymond Larkin Jr.
Director
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | May 18, 2016 | A | 7,000 | A | — | — | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F2100% of the restricted stock unit will become vested upon the earlier of (i) one year after the date of grant of (ii) the date of issuer's annual meeting of stockholders to be held in 2017. Shares will be delivered to reporting person on the vest date.