SEC Form 4 · accession 0001288257-16-000036
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Raymond Larkin Jr.
Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 15,000 | $13.00 | A | 85,260 | D | |
| Common Stock | May 5, 2016 | S | 15,000 | $74.36 | D | 70,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Common Stock) | $13.00 | May 5, 2016 | M | 15,000 | D | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 15,000 | 0 | D |