SEC Form 4 · accession 0001288257-15-000002
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C. Puco
Officer — VP, No. American Sales
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | M | 2,500 | $0.00 | A | 8,873 | D | |
| Common Stock | Feb 18, 2015 | F | 931 | $56.54 | D | 7,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.0001 | Feb 18, 2015 | M | 2,500 | D | — | — | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Includes 333 shares of common stock acquired under the ALGN Employee Stock Purchase Plan on January 31, 2015.
- F2Represents par value of ALGN common stock
- F31/4th of the restricted stock unit granted on February 18, 2011 became vested on February 18, 2015 and shares were delivered to reporting person on such vest date.