SEC Form 4 · accession 0001234778-17-000001
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Raymond Larkin Jr.
Director
Period of report
Jan 25, 2017
Accepted (ET)
Feb 6, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | M | 15,000 | $17.94 | A | 92,012 | D | |
| Common StockF1 | Feb 3, 2017 | S | 15,000 | $94.7109 | D | 77,012 | D | |
| Common Stock | Jan 25, 2017 | G | 161 | $0.00 | D | 76,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy (Common Stock) | $17.94 | Feb 3, 2017 | M | 15,000 | D | Feb 19, 2011 | Feb 19, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.14 to $95.89, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.