SEC Form 4 · accession 0001234778-16-000016
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Morici
Officer — Chief Financial Officer
Period of report
Nov 20, 2016
Accepted (ET)
Nov 21, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Nov 20, 2016 | A | 18,835 | A | — | — | Common Stock | 18,835 | 18,835 | D |
Explanation of responses
- F1Represents par value of ALGN common stock.
- F21/4th of the restricted stock unit granted on November 20, 2016 will become vested on November 20, 2017 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date.