SEC Form 4 · accession 0001234778-16-000014
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Lacob
Director
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | M | 5,500 | $0.00 | A | 500,988 | I | Trust for reporting person |
| Common Stock | holding | — | — | — | 148,767 | I | Trust for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | May 13, 2016 | M | 5,500 | D | — | — | Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock
- F2100% of the restricted stock unit granted on May 13, 2015 became vested on May 13, 2016 and shares were delivered to reporting person on such date.