SEC Form 4 · accession 0001215490-18-000004
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C. Puco
Officer — VP, No. American Sales
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2018 | S | 337 | $228.0511 | D | 8,427 | D | |
| Common StockF2 | Nov 30, 2018 | S | 8,427 | $227.3907 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 141 shares acquired on July 31, 2018 under the ALGN Employee Stock Purchase Plan.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.02 to $228.12, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.