SEC Form 4 · accession 0000899243-19-004543
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Prescott
Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 12,250 | $0.00 | A | 155,764 | D | |
| Common Stock | Feb 20, 2019 | F | 829 | $253.79 | D | 154,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Feb 20, 2019 | M | 12,250 | D | — | — | Common Stock | 12,250 | 0 | D |
Explanation of responses
- F1Represents par value of ALGN common stock.
- F21/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date.