SEC Form 5 · accession 0001477932-18-001915
United Health Products, Inc. · UEEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Beplate
Officer — CEO
Period of report
Dec 31, 2017
Accepted (ET)
Apr 17, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096938
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 9, 2017 | G | 250,000 | $0.00 | D | 6,328,753 | D | |
| Common StockF1,F2 | Oct 31, 2017 | G | 492,500 | $0.00 | D | 5,836,253 | D | |
| Common StockF1,F2 | Nov 2, 2017 | G | 131,000 | $0.00 | D | 5,705,253 | D | |
| Common StockF1,F2 | Dec 15, 2017 | G | 1,000,000 | $0.00 | D | 4,705,253 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 500,000 shares of common stock owned by his spouse and shares of common stock to be issued in the future by the company pursuant to his employment agreement of January 15, 2015 and board approved executive compensation of April 16, 2018.
- F2Shares were gifted and no price per share was received by Mr. Beplate.