SEC Form 4/A · accession 0001209191-19-008397
EDGEWELL PERSONAL CARE Co · EPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David P Hatfield
Officer — Chairman, President & CEO · Director
Period of report
Nov 13, 2018
Accepted (ET)
Feb 8, 2019 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2018 | M | 5,603 | $0.00 | A | 54,308 | I | Shares owned by joint trust |
| Common StockF1,F2 | Nov 13, 2018 | F | 1,931 | $42.09 | D | 52,377 | I | Shares owned by joint trust |
| Common Stock | holding | — | — | — | 18,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 11/13/2017F3 | $0.00 | Nov 13, 2018 | M | 5,603 | D | — | — | Common Stock | 5,603 | 11,206 | D |
Explanation of responses
- F1Shares withheld as payment of a tax liability on vesting of restricted stock equivalents.
- F2The amount of securities beneficially owned was incorrect on the original Form 4 filed on November 14, 2018 because the amended Form 4 for the November 5, 2018 transaction, which was also filed on November 14, 2018, was filed in error. The original Form 4 for the November 5, 2018 transaction which was filed on November 6, 2018 was correct as stated.
- F3Restricted stock equivalents vested and converted into shares of EPC common stock on 11/13/2018.