SEC Form 4 · accession 0001209191-17-054801
EDGEWELL PERSONAL CARE Co · EPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S VerNooy
Officer — VP, Global Operations
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 9:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | M | 1,501 | $0.00 | A | 22,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 11/3/2016F2 | $0.00 | Sep 30, 2017 | J | 2,678 | D | — | — | Common Stock | 2,678 | 0 | D |
| Non-Qualified Stock Options 11/3/2016F2 | $74.70 | Sep 30, 2017 | J | 10,021 | D | — | — | Common Stock | 10,021 | 0 | D |
| Performance Stock Equivalents 11/3/2016F2 | $0.00 | Sep 30, 2017 | J | 4,017 | D | — | — | Common Stock | 4,017 | 0 | D |
| Restricted Stock Equivalent 7/8/2015F2 | $0.00 | Sep 30, 2017 | J | 500 | D | — | — | Common Stock | 500 | 1,501 | D |
| Restricted Stock Equivalent 7/8/2015F1 | $0.00 | Sep 30, 2017 | M | 1,501 | D | — | — | Common Stock | 1,501 | 0 | D |
| Non-Qualified Stock Options 7/6/2015F3 | $100.68 | Sep 30, 2017 | J | 1,738 | D | — | — | Common Stock | 1,738 | 5,213 | D |
Explanation of responses
- F1Vesting of Restricted Stock Equivalents accelerated pro rata and converted into shares of Edgewell common stock due to Mr. VerNooy's retirement on September 30, 2017. These shares of Edgewell common stock will be delivered to Mr. VerNooy on March 30, 2018.
- F2Unvested award forfeited upon Mr. VerNooy's retirement from the Company on September 30, 2017.
- F3Vesting of Non-Qualified Stock Options accelerated pro rata due to Mr. VerNooy's retirement on September 30, 2017. He has 5 years from his retirement date to exercise these options.