SEC Form 4/A · accession 0001209191-17-045479
EDGEWELL PERSONAL CARE Co · EPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David P Hatfield
Officer — Chairman, President & CEO · Director
Period of report
Jul 10, 2017
Accepted (ET)
Jul 18, 2017 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2017 | M | 12,009 | $0.00 | A | 30,628 | D | |
| Common StockF1 | Jul 10, 2017 | F | 4,006 | $73.04 | D | 26,622 | D | |
| Common Stock | Jul 10, 2017 | G | 8,003 | $0.00 | D | 18,619 | D | |
| Common StockF2 | Jul 10, 2017 | G | 8,003 | $0.00 | A | 30,649 | I | Shares owned by joint trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 7/8/2015F3 | $0.00 | Jul 10, 2017 | M | 12,009 | D | — | — | Common Stock | 12,009 | 12,008 | D |
Explanation of responses
- F1Shares withheld as payment of a tax liability on vesting of restricted stock equivalents.
- F2Also includes 22,646 shares previously owned directly by Mr. Hatfield which were contributed by gift on various dates to a joint trust of which Mr. Hatfield and his wife are the trustees and beneficiaries.
- F3Restricted stock equivalents vested and converted into shares of EPC common stock on 7/10/2017.