SEC Form 4 · accession 0001209191-16-150097
EDGEWELL PERSONAL CARE Co · EPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Hatfield
Officer — Chairman, President & CEO · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 8,429 | $0.00 | A | 40,485 | D | |
| Common StockF1 | Nov 10, 2016 | F | 3,844 | $79.53 | D | 36,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 11/06/2013F2 | $0.00 | Nov 10, 2016 | M | 8,429 | D | — | — | Common Stock | 8,429 | 0 | D |
Explanation of responses
- F1Shares withheld as payment of a tax liability on vesting of restricted stock equivalents.
- F2Restricted stock equivalents vested and converted into shares of EPC common stock on 11/10/2016.