SEC Form 4 · accession 0001209191-15-079033
EDGEWELL PERSONAL CARE Co · EPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ward M Klein
Officer — Executive Chairman · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 30,435 | $0.00 | A | 117,346 | D | |
| Common StockF1 | Nov 5, 2015 | F | 14,594 | $83.89 | D | 102,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 12/10/2012F2 | $0.00 | Nov 5, 2015 | M | 30,435 | D | — | — | Common Stock | 30,435 | 0 | D |
Explanation of responses
- F1Shares withheld as payment of a tax liability on vesting of restricted stock equivalent.
- F2Restricted Stock Equivalents (RSE) granted vested and converted into shares of EPC common stock on 11/5/2015.