SEC Form 4 · accession 0001209191-15-060466
EDGEWELL PERSONAL CARE Co · EPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Heinrich
Director
Period of report
Jul 8, 2015
Accepted (ET)
Jul 10, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 01/02/2015F2 | $0.00 | Jul 8, 2015 | A | 1,149 | A | — | — | Common Stock | 1,149 | 1,149 | D |
| Restricted Stock Equivalent 01/02/2014F3 | $0.00 | Jul 8, 2015 | A | 1,378 | A | — | — | Common Stock | 1,378 | 1,378 | D |
| Restricted Stock Equivalent 04/30/2012F3 | $0.00 | Jul 8, 2015 | A | 1,882 | A | — | — | Common Stock | 1,882 | 1,882 | D |
| Phantom Stock Units in Deferred CompensationF4 | $0.00 | Jul 8, 2015 | A | 3,091 | A | — | — | Common Stock | 3,091 | 3,091 | D |
| Restricted Stock Equivalent 07/08/2015F5 | $0.00 | Jul 8, 2015 | A | 2,002 | A | — | — | Common Stock | 2,002 | 2,002 | D |
Explanation of responses
- F1Pursuant to the Employee Matters Agreement, by and between Edgewell Personal Care Company ("Edgewell") and Energizer Holdings, Inc. ("Energizer"), dated as of June 25, 2015, to reflect the separation of Energizer from Edgewell by means of a pro rata distribution of 100% of the outstanding shares of Energizer common stock to Edgewell stockholders of record on June 16, 2015, each outstanding equity award owned by the Reporting Person was adjusted on July 8, 2015 to maintain the intrinsic value of the award.
- F2Restricted stock equivalent award ("RSE") will vest and convert into shares of Edgewell Common Stock on 01/02/2016 unless Reporting Person elects to defer conversion or all or a portion may vest upon death, disability or change of control.
- F3RSE is vested and will convert into shares of Edgewell Common Stock upon Reporting Person's retirement or other termination of service on Edgewell's Board of Directors.
- F4Phantom stock units are payable in cash following termination of the Reporting Person's service on Edgewell's Board of Directors.
- F5Restricted stock equivalents convert into shares of Edgewell Common Stock three years from the date of grant unless Reporting Person elects to defer conversion until termination of service on Edgewell's Board of Directors. Equivalents subject to forfeiture if Reporting Person terminates service on the Board within three years of grant.