SEC Form 5/A · accession 0001096343-19-000077
MARKEL GROUP INC. · MKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony F Markel
Officer — Vice Chairman · Director
Period of report
Dec 31, 2018
Accepted (ET)
Mar 4, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 11, 2016 | P | 2 | $885.36 | A | 1,120 | I | By Spouse |
| Common StockF2 | Nov 4, 2016 | P | 100 | $835.919 | A | 1,220 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This purchase of shares by Mr. Markel's spouse could be deemed to have been fully matchable under Section 16(b) of the Securities Exchange Act of 1934 with the sale of 95 shares, by a charitable lead unitrust of which Mr. Markel is trustee, at a price of $961 per share on May 10, 2016. Mr. Markel has paid to Markel Corporation $151.28, which represents the full amount of the profit realized in connection with this transaction.
- F2Beneficial ownership of securities is expressly disclaimed. The payments by Mr. Markel described in footnotes 1 and 3 are not admissions by Mr. Markel that future transactions by his spouse will be matchable with transactions attributable to him under Section 16(b) of the Securities Exchange Act of 1934.
- F3After taking into account the transaction described in footnote 1, this purchase of shares by Mr. Markel's spouse could be deemed to have been matchable under Section 16(b) of the Securities Exchange Act of 1934, (i) to the extent of 93 shares, with the sale of 95 shares, by a charitable lead unitrust of which Mr. Markel is trustee, at a price of $961 per share on May 10, 2016 (i.e., the same sale described in footnote 1), and (ii) to the extent of 7 shares, with the sale of 105 shares, by a charitable lead unitrust of which Mr. Markel is trustee, at a price of $896 per share on November 30, 2016. In addition to the payment described in footnote 1, Mr. Markel has also paid to Markel Corporation $12,053.10, which represents the full amount of the profit realized in connection with this transaction.