SEC Form 4 · accession 0001096199-15-000037
Geeknet, Inc · GKNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek V Smith
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 6, 2015 | A | 10,895 | A | May 6, 2015 | — | Common Stock | 10,895 | 10,895 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a right to receive one share of Issuer's common stock.
- F2Restricted Stock Units granted pursuant to Issuer's 2007 Equity Incentive Plan. The shares subject to the Restricted Stock Units were awarded and vested in full on May 6, 2015. Mr. Smith has elected to defer this compensation until he ceases serving on the Company's Board of Directors.