SEC Form 4 · accession 0000899243-19-002392
LUXFER HOLDINGS PLC · LXFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Harding
Officer — Chief Financial Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 10:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jan 31, 2019 | M | 7,203 | — | A | 7,203 | D | |
| Ordinary Shares | Jan 31, 2019 | F | 2,604 | $19.91 | D | 4,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 31, 2019 | M | 7,203 | D | — | — | Common Stock | 7,203 | 14,408 | D |
Explanation of responses
- F1Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
- F2The restricted stock units vest in three equal annual installments beginning on January 31, 2019.