SEC Form 3 · accession 0000899243-19-000074

LUXFER HOLDINGS PLC · LXFR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel

Period of report

Jan 1, 2019

Accepted (ET)

Jan 2, 2019 · 10:49 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001096056

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares	holding	—	—		—	2,513	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F2,F1	—	holding	—	—	—	—	Mar 21, 2021	Ordinary Shares	1,400	—	D
Stock Options (Right to Buy)^F2,F3	—	holding	—	—	—	—	Mar 22, 2022	Ordinary Shares	1,600	—	D
Stock Options (Right to Buy)^F2,F4	—	holding	—	—	—	—	Mar 23, 2023	Ordinary Shares	4,800	—	D
Stock Options (Right to Buy)^F2,F5	—	holding	—	—	—	—	Mar 26, 2023	Ordinary Shares	6,000	—	D
Dividend Equivalent Rights^F6	—	holding	—	—	—	—	—	Ordinary Shares	441	—	D

F1The option vests on March 21, 2019.
F21 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F3The option vests in two remaining equal annual installments beginning on March 22, 2019.
F4The option vests in three equal annual installments beginning on March 23, 2019.
F5The option vests in three equal annual installments beginning on March 26, 2019.
F6Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Exhibit List ------------- Exhibit 24 Power of Attorney