SEC Form 3 · accession 0000899243-19-000073

LUXFER HOLDINGS PLC · LXFR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Jan 1, 2019

Accepted (ET)

Jan 2, 2019 · 10:48 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001096056

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares	holding	—	—		—	9,040	D
Ordinary Shares	holding	—	—		—	7,520	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F2,F1	—	holding	—	—	—	—	Jun 5, 2020	Ordinary Shares	2,800	—	D
Stock Options (Right to Buy)^F2,F3	—	holding	—	—	—	—	Mar 21, 2021	Ordinary Shares	2,160	—	D
Stock Options (Right to Buy)^F2,F4	—	holding	—	—	—	—	Mar 21, 2022	Ordinary Shares	4,200	—	D
Stock Options (Right to Buy)^F2,F4	—	holding	—	—	—	—	Mar 22, 2022	Ordinary Shares	6,000	—	D
Stock Options (Right to Buy)^F2,F5	—	holding	—	—	—	—	Mar 22, 2023	Ordinary Shares	12,000	—	D
Stock Options (Right to Buy)^F2,F5	—	holding	—	—	—	—	Mar 26, 2023	Ordinary Shares	4,410	—	D
Dividend Equivalent Rights^F6	—	holding	—	—	—	—	—	Ordinary Shares	1,295	—	D

F1Option fully vested.
F21 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F3The option vests in three equal annual installments beginning on March 21, 2017.
F4The option vests in three equal annual installments beginning on March 21, 2018.
F5The option vests in three equal annual installments beginning on March 22, 2019.
F6Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Managing Director, Luxfer MEL Technologies Exhibit List ------------- Exhibit 24 Power of Attorney