SEC Form 3 · accession 0000899243-19-000070
LUXFER HOLDINGS PLC · LXFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Barnes
Officer — President, Luxfer Graphic Arts
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 12,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $10.00 | holding | — | — | — | — | Oct 1, 2019 | Ordinary Shares | 28,800 | — | D |
| Restricted Stock UnitsF3,F2 | — | holding | — | — | — | — | — | Ordinary Shares | 1,014 | — | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Ordinary Shares | 3,389 | — | D |
| Restricted Stock UnitsF3,F5 | — | holding | — | — | — | — | — | Ordinary Shares | 9,791 | — | D |
| Restricted Stock UnitsF3,F6 | — | holding | — | — | — | — | — | Ordinary Shares | 4,497 | — | D |
Explanation of responses
- F1Option fully vested.
- F2The restricted stock units vest on March 21, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
- F31 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
- F4The restricted stock units vest in two remaining equal annual installments beginning on March 22, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
- F5The restricted stock units vest in three equal annual installments beginning on March 23, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
- F6The restricted stock units vest in three equal annual installments beginning on March 26, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
Remarks
Exhibit List ------------- Exhibit 24 Power of Attorney