SEC Form 3 · accession 0000899243-19-000062
LUXFER HOLDINGS PLC · LXFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alok Maskara
Officer — Chief Executive Officer · Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 45,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | holding | — | — | — | — | — | Ordinary Shares | 31,461 | — | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Ordinary Shares | 47,192 | — | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Ordinary Shares | 49,520 | — | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Ordinary Shares | 26,928 | — | D |
Explanation of responses
- F1The restricted stock units vest in two remaining equal annual installments beginning on June 13, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
- F21 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
- F3The restricted stock units vest in three remaining equal annual installments beginning on May 23, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
- F4The restricted stock units vest in three equal annual installments beginning on March 23, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
- F5The restricted stock units vest in three equal annual installments beginning on March 26, 2019. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.
Remarks
Exhibit List ------------- Exhibit 24 Power of Attorney