SEC Form 3 · accession 0000899243-19-000050
LUXFER HOLDINGS PLC · LXFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Webster
Officer — Group Financial Controller
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001096056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1 | — | holding | — | — | — | — | Mar 21, 2022 | Ordinary Shares | 7,350 | — | D |
| Stock Options (Right to Buy)F2,F3 | — | holding | — | — | — | — | Mar 22, 2022 | Ordinary Shares | 2,700 | — | D |
| Stock Options (Right to Buy)F2,F4 | — | holding | — | — | — | — | Mar 23, 2023 | Ordinary Shares | 5,400 | — | D |
| Stock Options (Right to Buy)F2,F5 | — | holding | — | — | — | — | Mar 26, 2023 | Ordinary Shares | 6,000 | — | D |
| Dividend Equivalent RightsF6 | — | holding | — | — | — | — | — | Ordinary Shares | 749 | — | D |
Explanation of responses
- F1The option vests in two remaining equal annual installments beginning on March 21, 2019.
- F21 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
- F3The option vests in two remaining equal annual installments beginning on March 22, 2019.
- F4The option vests in three equal annual installments beginning on March 23, 2019.
- F5The option vests in three equal annual installments beginning on March 26, 2019.
- F6Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.
Remarks
Exhibit List ------------- Exhibit 24 Power of Attorney