SEC Form 4 · accession 0001209191-19-016856
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Lyon
Officer — Executive Chairman · Director · 10% Owner
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Mar 1, 2019 | F | 31,144 | $14.15 | D | 292,665 | D | |
| CLASS A COMMON STOCKF2 | Mar 1, 2019 | A | 14,723 | $0.00 | A | 307,388 | D | |
| CLASS A COMMON STOCKF3 | holding | — | — | — | 2,933 | I | BY TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the issuer to cover applicable withholding taxes related to the vesting of restricted stock awards.
- F2Vests in three equal annual installments on each of March 1, 2020, 2021 and 2022, subject to certain restrictions.
- F3Held by the William Harwell Lyon Separate Property Trust established July 28, 2000 of which the Reporting Person is trustee.