SEC Form 4 · accession 0001209191-19-016852
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew R Zaist
Officer — President & CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Mar 1, 2019 | F | 42,837 | $14.15 | D | 458,325 | D | |
| CLASS A COMMON STOCKF2 | Mar 1, 2019 | A | 50,647 | $0.00 | A | 508,972 | D | |
| CLASS A COMMON STOCKF3 | holding | — | — | — | 104,026 | I | BY LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the issuer to cover applicable withholding taxes related to the vesting of restricted stock awards.
- F2Vests in three equal annual installments on each of March 1, 2020, 2021 and 2022, subject to certain restrictions.
- F3Represents securities held by a limited liability company of which the Reporting Person is a manager, and in which the Reporting Person's trust holds a controlling interest.