SEC Form 4 · accession 0001209191-17-014086
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Lyon
Officer — Executive Chairman · Director · 10% Owner
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Feb 21, 2017 | A | 41,578 | $0.00 | A | 181,007 | D | |
| CLASS A COMMON STOCKF2 | holding | — | — | — | 2,933 | I | BY TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of performance based restricted stock granted to the Reporting Person on March 22, 2016, which have been earned by the Reporting Person and which vest in three equal installments on each of March 1, 2017, 2018 and 2019, subject to certain restrictions.
- F2Held by the William Harwell Lyon Separate Property Trust established July 28, 2000 of which the Reporting Person is trustee.